Rue des Caves 41800 Fontaine-les-Côteaux, France INTRODUCTION Whereas the mathematical content in Vitruvius' work is relatively easy to discern - because it is explicit in the text - the collection of Villard is much more difficult to understand, consisting essentially of drawings which remain obscure except to those initiated in the same oral tradition prevalent during the thirteenth century. And yet these drawings can be cracked when studied within the larger context of applied mathematics - the practical geometry - from between the first and seventeenth centuries. One perceives, not surprisingly, that the basic geometric knowledge of the medieval architect derives ultimately from the Elements of Euclid. THE PORTFOLIO OF VILLARD DE HONNECOURT In the abundant and longstanding bibliography on the portfolio,[2] while there has been occasionally question of practical building geometry, in terms of an art, there has rarely been question of the mathematical bases for this geometry, in terms of a science. Indeed, the geometer Pappus, also of Alexandria (c. 290-c. 350 AD), had long ago advised that it was impossible to achieve competence in both domains and, if one were required to work with geometry, the best road was learning through experience rather than theory.[3] According to Pappus and later, Vitruvius, one of the only exceptions to this rule was Archimedes of Syracuse.[4] In this context, Villard was with little doubt a 'working geometer' (as per the French term opératif) rather than a theoretician. But if Villard knew geometry, of what geometry are we speaking? Historians have long privileged the Greco-Arabic tradition of translation, established in the eighth century, and the increasingly important transmission of these ancient texts to Europe, beginning especially in the second quarter of the twelfth century. In recent years, research by Wesley M. Stevens and Menso Folkerts has shown, however, that the corpus of Euclidean plane geometry (books 1-4) survived largely intact in Latin translations, appearing as early as the sixth century, principally in works of Boethius and Cassiodorus Senator (Institutiones).[5] These texts were combined with works from the Roman land surveyors (agrimensores) beginning in the late eighth century. This renewed interest in geometry appears to have been both theoretical and practical, and the center of production for this new grouping of geometric-gromatic material has been identified as the Abbey of Corbie (about 15 kilometers east of Amiens, in northern France). The geographic location is perhaps relevant, as will be shown, to architectural history as well. There is no graphic documentation for ideas in design and construction during the Romanesque period (eleventh- to early twelfth centuries). The extant corpus of Romanesque monuments is perhaps the most significant group from the pre-modern period missing this type of external evidence. Not surprisingly, therefore, medieval architectural historians have come to rely on comparisons with the only two remaining documents on architectural design, albeit spanning a period of four hundred years, but encompassing the Romanesque period: we have the Plan of St.-Gall (c. 817/19) and the portfolio of Villard (c. 1220/35). Like Corbie, the Abbey of St.-Gall (now in the Germanic-speaking part of Switzerland) was of early Irish foundation, which, according to one school of thought, would suggest a long-standing respect for antique learning. Moreover, the Plan of St.-Gall is contemporaneous with the revival of geometric-gromatic texts at Corbie. Based on the spread of these manuscripts, later additions and commentaries, we may be justified, therefore, in considering an area between northern France and eastern Switzerland, with parts of Belgium and Germany, as a principal zone influenced by this revival. Four hundred years later, Villard too was associated in some capacity with the Abbey of Corbie. His presumed birthplace, Honnecourt-sur-Escaut, is situated relatively near Corbie in Picardy (roughly 60 kilometers east, and 15 kilometers south of Cambrai). A Latin note added to the manuscript by the so-called Magister II (c. 1250/60) states that Villard worked on a ground plan (fol. 15r) with a certain Pierre de Corbie. Other commentaries in the manuscript suggest a link between Villard's portfolio and the early geometric-gromatic texts. For example, on folio 18v of the portfolio (Figure 2, at right), Villard (or his scribe) wrote: Ci comence li force des trais de portraiture si con li ars de iometrie les ensaigne ("[h]ere begins the force of lines for drafting, as the art of geometry teaches "). Elsewhere, Magister II added a commentary (fol. 20r) on a leaf of "technical drawings" he added to the portfolio: Totes ces figures sont estraites de geometrie ("[a]ll these figures are taken from geometry"). A phrase referring to "the art of geometry" appears as well on folios 1v and 19r.[6] In the theoretical treatises, one finds very similar terminology. For example, the heading of a Latin text from the eleventh century specifies: Incipiunt figurae excerptae ex geometria ("[h]ere begins the figures excerpted from geometry").[7] In the eighth to eleventh-century texts, in particular, the Elements of Euclid were not known as such -- they were known rather as the Geometria of Boethius, so references to "excerpting" material from geometria very likely refer to such a source. It is probable, therefore, that Villard (and Magister II) had access to written texts, having perhaps even studied them at Corbie itself. This hypothesis would necessarily modify the accepted notion that the builder's practical geometry was handed down by means of a strictly oral tradition, and that the oral aspect was propagated because they were all illiterate. It is much more likely that the oral tradition was privileged due to concepts of trade secret and the importance of having information ready-at-hand (that is, memorized) when working in rough conditions on-site. Fortunately for us, Villard's portfolio breached the tradition of corporate secrecy. THE EUCLIDEAN HERITAGE In our Figure 2, we illustrate the consequence of Euclid 1.1 when the base line is a given radius but without a specific orientation.[9] The radiating aspect of the two necks and four legs gives a hint. The bottom point of intersection between the necks and the far right-hand knee of the one flamingo, for instance, determine a radius of a circle, which can be sub-divided using the compass into points for six equilateral triangles (in other words, a hexagon inscribed within the circle). There is iconographic justification for the use of junctures at the neck, a knee, and the two claws (feet). Within the oral builder's tradition of apprenticeship (known as compagnonnage), the typically bearded older master physically embraces the younger apprentice in a certain ritual, heads closely joined, arms and legs interlaced, with overlapping junctures at ear, knee and feet. Very similar poses are given in the portfolio itself on the facing leaf (fol. 19r, two drawings on third row) to illustrate devices for constructing, as well as in the pose of the so-called wrestlers (fol. 14v). But the best example may be found in a previously misidentified bas-relief on the richly sculpted, early twelfth-century façade of the church, Notre-Dame-la-Grande in Poitiers (France), which appears to have been added within the theologically based iconographic program as a signature of sorts.[10] This sculpture, other monumental signatures on the same church and compagnonnage, in general, will be the subject of a forthcoming study. We suggest, therefore, that it is not at all by coincidence that Villard inscribed the text "here begin the force of lines for drafting" next to the drawing of the two flamingoes. From the two circles with a given finite straight line between their centers as radius, one can construct an equilateral triangle (or hexagon), a square, then a golden-section rectangle and most every other elementary geometric form, moving from point to point with a deductive logic of form, using only compass and straightedge.[11] There is yet another level of interpretation. On the walls of medieval buildings one very often finds a contemporary graffiti in the shape of a six-petalled flower (as seen in the overlay, Figure 2). We suggest that this compass construction is a mnemonic device for recalling the two flamingoes, in other words Euclid's proposition 1.1: firstly, the flower construction is easier to engrave than the forms of two birds; and secondly, whereas the straight lines of an approximately shaped hexagon would be theoretically easier to carve, the flower more directly and precisely recalls the almond-shape created by the overlap of two circles (see Figure 1). The almond-shape is often referred to as the vesica piscis (the bladder of the fish) and it has a rich iconographic and mythological tradition of its own. Of potential interest here is the connotation of the flamingo with the fish. The species most likely represented on Villard's folio 18v is the pink "Greater flamingo" originating in the Mediterranean, notably, the Sinai in Egypt. Their larger beak permits them to feed on fish. It would not be impossible to consider that the flamingo was chosen as an animal totem because of this association, in addition to the obvious advantage of its long neck as a means to indicate the intersection of two circles. Indeed the fish association is another means of suggesting that the key figure is an overlap equal to the radius of the two circles, for only this case produces the vesica piscis, only this case illustrates Euclid 1.1. The six-petalled flower design may, therefore, be a kind of signature, left behind during the passage of an initiated geometer, that is, "one who knows the road to Egypt." Systematic analysis of those drawings in the Villard portfolio using principles of 'constructive geometry' will permit us to identify additional aspects of Euclidean geometry, which were handed down in the building trade largely through an oral tradition, and subsequently to identify, where possible, their use in architecture and mechanical engineering in the medieval period. The so-called technical leafs (fols. 20r, v) in the portfolio were added as a palimpsest (i.e., after scraping off the drawings on the original parchment leaf) by the later hand, Magister II (c. 1250/60). The subjects of these two folios belong to the gromatic corpus, a textual and practical tradition of 'measuring problems' handed down as such at least since the texts by Heron of Alexandria (c. 10-c. 75 AD). The Euclidean principles at the basis of these drawings are also identifiable. In a detail at the bottom of one leaf (fol. 20v, Figure 3), we see a crouching man actively sighting the height of a tower, using an isosceles right triangle (45°-90°-45°). The principal behind the method consists of moving back and forth until the triangle's hypotenuse aligns with the tower's summit; the distance measured along the earth will then be equal to the tower's height. This device uses a specific case of similar triangle theory as put forth in Euclid's proposition 6.32.[12] AN ARCHITECTURAL EXAMPLE OF EUCLIDEAN GEOMETRY? We have posited that the architect chose dimensions in such a way as to 'guarantee' in advance the successful distribution of load, in other words, a stable three-dimensional solid. There was no particular experimentation in view of the fact that the archaeological evidence suggests one design, quickly and coherently built, using the finest materials and craftsmanship available at the time. During an analysis of the plan derived from our measured survey, it became clear that three dimensions (or several simple fractions thereof: ½, 1/3, ¼ 1/12) were used to determine both the plan and the elevation.[16] Briefly, we propose that the design layout on the ground began by setting out two points of a given finite straight line (Figure 4). This line determines the length of dimension A, and using these two centers draw two circles of dimension C. The former represents the minimum vault height (in the sanctuary and transept arms); the latter the maximum vault height (intrados of the octagonal dome in the crossing). This is not a case of Euclid's proposition 1.1, but our instinctive understanding is that additional overlap of the two initial circles would reinforce the structural stability in a large-scale three-dimensional construction. The rest of the plan design follows on the same principle (for example, Figure 5, with reference to dimension B, the height of the nave vault and the reinforced exterior width of the west façade, which once supported two towers). Plan dimensions were then rotated 90° to the vertical and verification of the height of vaults could be done using the isosceles right triangle instrument (shown in Figure 3) or an astrolabe with its sighting angle (i.e, using the alidade) set at 45°.[17] What interests us here is the question whether these three proportions (A, B and C) have an inherent geometric relationship and hence, was there a means of predicting a choice of three "harmonically" proportioned measures? Earlier versions of answers to this question have appeared in the "Latin Euclid" and "Three Measures" articles and most recently in Nexus IV: Architecture and Mathematics.[18] To summarize, we propose that the three measures can be determined directly, using a simple geometric device based on the two flamingoes (Euclid's proposition 1.1, Figs. 1, 2). Using the flamingoes, construct a square of dimension C (refer to instructions in Figure 6). Bisect the form with remaining midlines and diagonals (Figure 7). The 'curved' and straight diagonals determine point A; a geometric relationship between A and the square determine point B (refer to detailed analysis in Figure 8). An alternate method for determining point B (hence, radius B) is to find the centroid of a triangle described by radius A and radius C (Figure 9). The resulting image is similar to a transverse cut of the church's axial elevation, with transept arms and sanctuary vault (A) lower and to the outside; nave vault at the center (B); and the dome vault at the crossing at the apex of the design (C). Is this a medieval means for predicting a stable three-dimensional solid at large scale? Future research into the history of mechanical physics may help to confirm what remains for now an hypothesis. If there is a royal road to geometry it begins with Euclid's proposition 1.1. Its importance in the highly innovative design of an eleventh-century church and in the unique thirteenth-century portfolio of Villard serve as evidence for a long-standing tradition of constructive building geometry, itself best understood in the context of the history of applied mathematics - the geometric, gromatic and mechanical engineering traditions - passed on by either oral or written means in a relatively continuous manner in Europe since Antiquity. Within the larger historical framework of traditions in applied mathematics, the Villard portfolio should be recognized as a key monument of practical geometry. As we have seen, study of the drawings reveals a coded use of Euclid, and we may conclude that Villard (and Magister II) were indeed versed in the mechanical arts, through experience if not through theory. ACKNOWLEDGMENT NOTES [2] The first mention of the portfolio (Paris, Bibliothèque nationale, MS fr. 19093, c. 1220/35) dates to 1666. Refer to online bibliography maintained by Villard scholar, Carl F. Barnes, Jr., with continual updates and list of print and online facsimiles, through links at AVISTA. return to text [3] "The science of mechanics has many important uses in practical life, and is held by philosophers to be worthy of the highest esteem, and is zealously studied by mathematicians, because it takes almost first place in dealing with the nature of the material elements of the universe. For it deals generally with the stability and movement of bodies [about their centres of gravity], and their motions in space and it contrives to do this by using theorems appropriate to the subject matter. The mechanicians of Heron's school say that mechanics can be divided into a theoretical and a manual part; the theoretical part is composed of geometry, arithmetic, astronomy and physics, the manual of work in metals, architecture, carpentering and painting and anything involving skill with the hands. The man who has been trained from his youth in the aforesaid sciences as well as practised in the aforesaid arts, and in addition has a versatile mind, would be, they say, the best architect and inventor of mechanical devices. But as it is impossible for the same person to familiarize himself with such mathematical studies and at the same time to learn the above-mentioned arts, they instruct a person wishing to undertake practical tasks in mechanics to use the resources given to him by actual experience in his special art." From Pappus, Mechanics, viii, Pref. 1-3, ed. Hultsch 1022.3-1028.3, here after Greek Mathematical Works, 2, Aristarchus to Pappus of Alexandria, trans. Ivor Thomas, Loeb Classical Library (rpt., Cambridge, Mass., and London, Harvard University Press, 1993), pp. 614-21, esp. 615-17. return to text [4] Ibid, p. 619; Vitruvius, De architectura 1.1.16. return to text [5] For bibliography, and summary of its relevance to architecture, see Marie-Thérèse Zenner, "Imaging a Building: Latin Euclid and Practical Geometry," in Word, Image, Number: Communication in the Middle Ages, ed. John J. Contreni and Santa Casciani, in Micrologus' Library 8, ed. Agostino Paravicini Bagliani (Florence, SISMEL, 2002), pp. 219-46, 7 figs. Since that article was written, Menso Folkerts has published an electronic update on medieval Euclid texts entitled "Euclid's Elements in the middle ages"; full bibliography for Folkerts's work is also available online. return to text [6] Zenner, "Latin Euclid" (as in n. 5), p. 234, n.71-72. These inscriptions are contemporaneous with the production of the manuscript. return to text [7] Text produced in Regensburg (MS Munich, Bayerische Staatsbibliothek, Clm 14836, fols. 45r-52v); see Zenner, "Latin Euclid" (as in n. 5), p. 234, n. 75. return to text [8] Roland Bechmann, Villard de Honnecourt. La pensée technique au XIIIe siècle et sa communication, 2d ed. (Paris, Picard, 1993), p. 320, and p. 321, fig. 200. It would be interesting to determine, based on a study of the inks, whether the two curves, really parabolic arcs, and the two large points were not added at a later date as an aide-mémoire for interpreting this animal device. No other drawing in the portfolio is so explicit. return to text [9] Along with bilateral division (hence, symmetry), the concept of rotation was a key element of medieval practical geometry, as illustrated in several mnemonic devices on fol. 19v. For an online facsimile of the Villard portfolio, click here. return to text [10] An excellent photo of the façade may be found
online by clicking
here. An equally excellent [11] The straightedge is the geometer's ruler, that is, a ruler without measures to ensure that one works only with proportions. It is more difficult to obtain the same conditions working in a CAD environment. return to text [12] Elements, proposition 6.32: If two triangles having two sides proportional to two sides are placed together at one angle so that their corresponding sides are also parallel, then the remaining sides of the triangles are in a straight line. For quick reference to the text of Euclid, click here. return to text [13] An earlier foundation on the site was reputedly established by the Irish monk, Saint Columbanus, who was credited as well with the founding of Corbie and St.-Gall. return to text [14] For 3-D modeling of Saint-Etienne in Nevers, taken as an "ideal" Romanesque church type, see http://perso.wanadoo.fr/fragile/Multimedia/Realisations/NEVERS/NEVERS.html For a good aerial view, see http://www.amis-saint-jacques-de-compostelle.asso.fr/c/bo08.jpg, and for interior and exterior detail photographs, see http://www.art-roman.net/nevers.htm. return to text [15] See Marie-Thérèse Zenner, "Appendix 5: Standard Structural Study," Methods and Meaning of Physical Analysis in Romanesque Architecture: A Case Study, Saint-Étienne in Nevers, PhD. dissertation, Bryn Mawr College, 1994 (Ann Arbor, UMI, 1994, no. 9425215), pp. 370-93, esp. 388-93. return to text [16] Most recently on the Nevers church, see Marie-Thérèse Zenner, "A Proposal for Constructing the Plan and Elevation of a Romanesque Church Using Three Measures," in Ad Quadratum: The Practical Application of Geometry in the Middle Ages, ed. Nancy Y. Wu, AVISTA Studies in the History of Science, Technology and Art, vol. 1 (Aldershot [England], Ashgate Publishing, 2002), pp. 25-55. return to text [17 The use of the astrolabe for sighting was discussed in the text Geometria incerti auctoris (dated before 983). On this see my discussion in "Latin Euclid" (as in n. 5), esp. pp. 230-33. return to text [18] Zenner, "Latin Euclid" (as in n. 5); idem,
"Three Measures" (as in n. 16); idem, "Structural
Stability and the Mathematics of Motion in Medieval Architecture,"
in Nexus IV: Architecture and Mathematics, ed. Kim Williams
and José Francisco Rodrigues (Fucecchio [Florence], Kim
Williams Books, 2002), pp. 63-79, with abstract and revision
noted in the author's
abstract published in the Nexus Network Journal, vol.
4, no. 3 (July 2002). return to text ABOUT THE AUTHOR
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